• 4.1 Discipline

    Brokers who are found to be in breach of, or in violation of, SAFG’s Code of Ethics, Policies or Procedures contained in this Compliance Manual, Compliance

  • 4.2 General Events to be Reported

    SAFG shall report to the appropriate life insurance company: All client complaints in writing, against SAFG or a current or former Broker, relating to SAFG