APPENDIX

The advisor disclosure letter shares information about the advisor, such as their licenses, affiliated companies, compensation structure, and any possible

After the initial meeting, provide a new client with an engagement letter. This letter outlines the information clients need to provide, the services and

This privacy policy ensures insurance advisors protect client personal information (PI) with consent, using it for tailored advice, product suitability, and

The “Fact Find and Needs Analysis” document is a comprehensive questionnaire designed to gather detailed financial and personal information from clients to

The Investor Profile Questionnaire is a tool used by financial advisors to assess a client's financial goals, investment time horizon, and risk tolerance. It

We strongly suggest that you incorporate some form of the attached forms into your file for each client.

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In Ontario, a Continuing Power of Attorney for Property (CPOA) is a legal document that grants someone your client trusts the authority to manage their

The Strategic Alliance Financial Group Inc. (SAFG) Insurance and Investment Life Agent/Broker Agreement is a contract between SAFG and an independent

General Financial planning Insurance: Term 100 U Life Guaranteed Investments RESP Savings & Asset Accumulation Mortgage Insurance Critical Illness and