CLHIA Reference Documents
The advisor disclosure letter shares information about the advisor, such as their licenses, affiliated companies, compensation structure, and any possible conflicts of interest. You may integrate this with client engagement details into one unified letter.
The Approach: Serving the Client Through Need-based Sales Practices
Advisor Disclosure Best Practices - Training Module
Advisor Disclosure Group Benefit and Retirement Samples
Standardized MGA Compliance Review Survey
Visit CLHIA Reference Materials to see the full suite of documents and training CLHIA offers.